A Tough Start to a New Decade

LPISM staff assembled for a group photo.  To Pauling's right are Emile Zuckerkandl, Ewan Cameron and Richard Hicks.

LPISM staff assembled for a group photo. To Pauling’s right are Emile Zuckerkandl, Ewan Cameron and Richard Hicks. By 1992, none of these three crucial staff members would remain affiliated with the Institute.

[A history of the Linus Pauling Institute of Science and Medicine, Part 5 of 8]

For the Linus Pauling Institute of Science and Medicine, the difficult decade of the 1980s was one plagued by lawsuits, dramatic monetary problems, and the death of Ava Helen Pauling. Yet for all of its struggles, LPISM soldiered on as best as it could.

One who would help define the decade to come, Dr. Matthias Rath, was a charismatic, intelligent, young German physician who had a passion for vitamin C and cardiovascular health. He had met Linus Pauling on numerous occasions, and in 1989 Pauling invited him to join the LPISM staff. Rath was charming and popular with many of his colleagues. However Pauling’s oldest son, Linus Jr. – a long-time Institute board member – took caution, noting in a 2012 interview his concern that Pauling would offer a position of importance to somebody that he felt was very inexperienced.

Two other major events occurred in 1990: Pauling and Zelek Herman developed a new method to analyze clinical trial data, and the National Cancer Institute installed a new president by the name of Samuel Broder. Pauling immediately began corresponding with Broder, and eventually convinced him to reopen the case for vitamin C as a treatment and prevention for cancer. This resulted in an international conference held in Washington D.C. in 1991 and sponsored by the NCI. It was titled “Ascorbic Acid: Biological Functions in Relations to Cancer.” Pauling was the obvious candidate for keynote speaker and he later said of the conference, “It was great! A great affair! Very exciting!”

Participants in the NCI symposium on Vitamin C and Cancer, Bethesda, Maryland, September 1991

Participants in the NCI symposium on Vitamin C and Cancer, Bethesda, Maryland, September 1991

At this same time, Pauling created a new position at LPISM for Rath, who was named the first Director of Cardiovascular Research. With this, Linus Jr. became even more concerned. Increasingly, he began to question his father’s administrative acumen and began taking steps to assume a more active role in the management of Institute, despite the fact that he lived in Hawaii.

Another big change was on the horizon as well. The city of Palo Alto was planning to change their zoning laws in an effort to increase residency, and informed LPISM that they had three years to find a new home. The Institute realized that the time allotted them was insufficient, and they began a campaign to delay the eviction.  Staff set up card tables in front of businesses, disbursing flyers and circulating a petition to keep LPISM where it was.

The positive response that they received from the locals was staggering and gave the Institute some measure of leverage in their conversations with the city. At one point, Steve Lawson was called before the city council, and one member said that she didn’t want to read in the New York Times that Palo Alto had kicked LPISM out of town. Eventually the council informed LPISM that the zoning law changes were still going to go through, but that the Institute would be granted more time to plan and relocate.

On the research front, after almost two years of marketing Pauling’s superconductor domestically with no leads, Rick Hicks decided to look abroad for a buyer. He contacted parties all over Europe and Asia, and one day a man showed up at the office to inquire about superconductor sales. He identified himself as an employee of the Central Intelligence Agency, which had taken an interest as to why LPISM was trying to sell this research internationally, especially in Japan, instead of on the U.S. market.

Hicks was away from the office at the time, but other employees were able to explain how he had tried unsuccessfully to sell it domestically first. Steve Lawson later recalled the experience as having been a jarring one. Unfortunately for LPISM, they also failed to sell the superconductor abroad and, due to an oversight, misplaced the paperwork required to pay the royalty fee needed to maintain the patent, which they lost as a result.


While this was going on, Pauling and Rath published a paper defining vitamin C deficiency as the major cause of cardiovascular disease. It immediately caused controversy, but the authors stood behind their work and continued on. Once again, concerns about Pauling’s infatuation with vitamin C began to resurge in the scientific community.

Another blow to the Institute’s fortunes was delivered on March 21, 1991, when Ewan Cameron died. His passing rocked the staff and morale plummeted. Shortly afterward, Pauling was diagnosed with prostate cancer and had to undergo surgery. On top of all of this, the fiscal report for the end of 1991 showed that LPISM was hundreds of thousands of dollars in debt. Workers remained loyal however, and numerous employees volunteered to suspend retirement contributions or work at reduced pay to keep the Institute afloat. Despite this, LPISM was still forced to cut their staff in half by early 1992.

Meanwhile, Pauling and Rath continued to promote vitamin C for cardiovascular disease prevention and treatment, and despite continuing doubts about their individual claims, they began to see more support as the medical community gradually realized that it had been underestimating the value of vitamin C for decades. As their work progressed, Rath’s connection to Pauling continued to grow.

In the spring of 1992, more change was clearly afoot when Emile Zuckerkandl’s contract with LPISM was not renewed. This was a controversial move, as Zuckerkandl was well-liked and respected by the staff. After his departure from LPISM, he founded his own institute, the Institute of Medical Molecular Sciences. He asked the Board of LPISM if he could lease space within LPISM for his new IMMS, a request that was granted.

Additionally, Zuckerkandl invited many of the LPISM staff who had been laid off to join IMMS. When he received news that Zuckerkandl was leaving, Rick Hicks, who by now was the Vice President for Financial Affairs, submitted his resignation as well. He had worked very closely with Zuckerkandl and wanted to follow him to other business ventures. The Board was surprised by Hicks’ resignation and the Institute didn’t want to lose its affiliation with him completely, so they elected him to the Board to keep him at least tangentially involved in LPISM. Happily, Hicks’ last act as an employee was to inform the Board that the estate of Carl L. Swadener had been bequeathed to the Institute and that it was valued at $2-3 million.

Linus Pauling Jr. was elected as the next Institute President, replacing Zuckerkandl. The organization that he took over was in grim shape, despite the windfall from the Swadener estate. As he assumed his new office, one of his top priorities was Matthias Rath. Amidst the recent shuffle, Linus Pauling had appointed Rath as Hicks’ replacement and at the same time the two had founded the Linus Pauling Heart Foundation, a separate and parallel organization to LPISM designed to focus on the Pauling-Rath cardiovascular disease research. These decisions were a source of concern to the Board and much of the staff, who were unsure if the Heart Foundation would be a competitor to the Institute, an arm of the Institute or a supporting organization to the Institute.


Overwhelmed by work, facing a serious illness and feeling his age, Linus Pauling officially retired from his leadership role at LPISM on July 23, 1992. In the wake of this announcement, the Board elected Steve Lawson as Executive Officer of the Institute, named Pauling its Research Director and Linus Pauling Jr. the Chairman of the Board. Linus Jr. immediately assumed a strong leadership role and, working closely with Lawson, aggressively pursued actions to solve the Institute’s numerous problems.

The two quickly decided that attaching LPISM to a university offered the best chance for its survival. At the same time, they realized that LPISM had become bloated and that they needed to pare back on the organization’s non-orthomolecular research, which had largely been created and expanded under Zuckerkandl’s leadership. While Linus Jr. and Lawson both agreed that the research was worthwhile, they also realized that the Institute simply lacked the funds to maintain it. Zuckerkandl had remained close to LPISM, and when almost all of his research programs were cut, he asked the researchers overseeing these programs to resign from LPISM and join IMMS, which many did.

While this was happening, tensions were mounting between Pauling, Linus Jr. and Matthias Rath. Pauling was informed that Rath had created an office for the Heart Foundation that was separate from LPISM, and that he had done so without permission and without even telling Pauling. He criticized Rath aloud for this decision, which only inflamed the situation.  From there, the speed with which the Pauling-Rath relationship soured was dramatic. In July, Rath was spending great amounts of time at Pauling’s home, and they frequently exchanged letters expressing a close friendship. By August they were hardly on speaking terms, and Rath was ultimately expelled from the Institute, asked to resign over a dispute involving intellectual property rights.

For all of the troubles of the 1980s, the ’90s were getting off to a rough start. The roller coaster ride would continue on in the time ahead, containing both the Institute’s darkest hours and its greatest triumphs.


Resolving Superconductivity

Figure 1 from Pauling's superconductivity patent.

Figure 1 from Pauling’s superconductivity patent.

[Part 3 of 3]

As they continued to explore possibilities for creating improved superconductors, one challenge that Linus Pauling and his associates faced was in verifying that their technique was successful. This was in part due to the fact that measuring changes in superconductivity was very difficult, given the small diameter of the tin used and the challenge in gaining ample contact.

Attempting to gauge the efficacy of their superconducting material, Pauling’s colleague Zelek Herman sent a sample off to Dr. Howard Hart at the General Electric Research and Development Center in Schenectady, New York, requesting that Hart run tests of their samples to determine a temperature of superconductivity (Tc), if one existed at all.  It is from this communication that we are able to learn much about the the samples that the group created.

Herman sent two vials to be tested, with a third vial to be used as a reference. The first vial contained a piece of a strand of a superconducting niobium-titanium seven-stranded cable about 9 cm long. This was produced by snipping off a piece of one of the strands, immersing it in 90% formic acid for one hour, rinsing it with deionized water, and drying it with a paper towel to remove residual heavy formvar. Then it was rubbed with fine steel wool and blown with compressed air. The contents of this first vial were to serve as the reference for testing the wires in vials two and three.

The second vial contained a piece of similar length, but the mass was much less and it was 0.05 mm thick, as opposed to the reference sample’s 0.8 mm diameter. The third vial contained three pieces of square wire ranging between 9 and 11 centimeters, each of which had a diameter of about 0.3 mm, and estimated to be about 4.8% superconducting material. At the end of Herman’s accompanying letter to Hart, he added that he did “not expect any elevation in Tc for any of these samples; rather, this is a test to see if you can detect a superconducting transition for samples containing a small, but continuous, amount of superconductor.”  Hart’s reply, if one was sent, is not held with the copy of Herman’s original letter extant in the Pauling Papers.

Early Pauling notes on superconductivity, August 1971.

First drafted in May 1988, a copy of the patent application for Pauling’s “Technique for Increasing the Critical Temperature of Superconducting Materials” was returned to Pauling on December 7, 1990, with requests from the Examiner to make some changes. The deadline to return the application was tight but Pauling complied, submitting his changes on December 12.

Finally, on October 27, 1992, the group’s four years of work came to fruition in the form of a patent. The “Method of Drawing Dissolved Superconductor,” Patent No. 5, 158, 588, was a continuation of application serial number 7/366, 574, which was filed on June 15, 1989. The June 1989 application was, in turn, a continuation of the initial patent application number 7/200, 994, filed May 31, 1988.

In the abstract for the “Method of Drawing Dissolved Superconductor,” it is stated that “a preform for drawing superconducting wire is prepared by mixing fine particles of a superconducting material, containing barium, potassium, bismuth and oxygen, with a solvent, containing potassium hydroxide, in a tube.” After the preform is heated and drawn, the superconductive material dissolves in the solvent, and deposits from the solution as “a solid network of crystals in contact with one another.”

The final patent included basically all of the components of the previous patent applications. The invention provided “a technique for increasing the critical temperature, critical magnetic field, and maximum current density of any of a range of already known superconducting materials.” As in descriptions of the invention submitted with previous patent applications, the structure was the same: superconducting material in the form of fine strands was embedded in a “wave-guiding matrix” which was to be made of some non-conductive material.

In its “Overview” section, the patent states that the superconducting strands within the matrix are generally round and that optimum strand diameters should lie in the range of 50-2000 angstroms. Various techniques are provided – using one method, a composite billet could be formed of bars of the superconducting material surrounded by bars of the matrix material and then stretched until the desired diameter was reached.

Figure 2 from Pauling's superconductivity patent.

Figure 2 from Pauling’s superconductivity patent.

A different method entailed the use of a porous matrix, such as an artificial zeolite or an aluminosilicate, the pores of which are filled with the superconducting material. This done, the entire ingot could be stretched to reduce the diameter of and align the superconducting strands. Another aspect of the invention proposed that strands of a crest superconductor and strands of a trough superconductor could be “alternating and insulated from one another in the matrix.” The relative amounts of the two superconductors would minimize phonon interaction.

“Method of Drawing Dissolved Superconductor” was one of the last inventions that Pauling patented and among the last lines of research that he pursued after a lifetime of scientific accomplishment. Steve Lawson, one of Pauling’s associates on the project, noted in an August 2011 interview that Pauling’s goal in pursuing the superconductor patent was to raise money for the Linus Pauling Institute of Science and Medicine. By the time that his superconductor invention was patented, Pauling was in his early nineties and not interested in adding to his personal wealth; rather, he hoped instead to help stabilize the Institute’s chronically shaky finances.

After Pauling’s death in August 1994, the project fell into neglect, primarily because stable funding could not be secured. However, superconductors continue to be important today in a wide range of uses, including Magnetic Resonance Imaging machines, maglev (“magnetic levitation”) trains and electric generators.

Further research in the field of superconductivity is likely to continue to flourish for a number of reasons.  Clearly the commercial application of higher temperature superconductors is a primary motivation. Likewise, according to the authors of 100 Years of Superconductivity, published in 2012, “establishing the range of existence of superconductivity among material types is obviously an important scientific question, and this purely scientific motivation drives the search for new superconductors to this day.” The book also states that there is no known reason why much higher temperatures of superconductivity should not exist.

It would stand to reason then that the scientific community will continue to explore temperature and material limitations as time goes on, continuing a course of research that included Linus Pauling in its beginnings.

[Ed Note: This is our final post for the year.  Thanks for reading and we’ll see you in 2013!]

Pauling’s Superconductivity Patent

Linus Pauling, 1988.

Linus Pauling, 1988.

[Part 2 of 3]

Until the late 1980s, the generally accepted theory of electric superconductivity of metals was based on an understanding of the interaction between conduction electrons and electrons in crystals. The critical temperature of superconductivity was thought to be below about 23 degrees Kelvin (roughly -418 degrees Fahrenheit), but in the late 1980s, it was discovered that superconductors could have critical temperatures above 100 degrees K, which threw the theoretical understanding of the subject into confusion and controversy. The discovery also spurred an effort to find new materials with an even higher Tc, or temperature of superconductivity; perhaps as high as room temperature.

The process of developing a superconducting product that Linus Pauling and his associates thought might be viable took several months and much collaboration, beginning in early 1988. Along with Pauling, other members of the Linus Pauling Institute of Science and Medicine, including Zelek Herman, Emile Zuckerkandl, Ewan Cameron and Stephen Lawson, worked on the project. When the researchers finished the task, Pauling was ecstatic and invited Herman and Lawson to his home, giving them large mineral crystals as gifts and offering to inscribe their copies of General Chemistry to commemorate the occasion.

Their invention aimed to form a composite structure in which superconducting materials assumed the form of fine strands embedded in a wave-guiding matrix. The matrix restricted the superconducting current to a linear motion; however, the strands did not need to be straight, but could also be bent or interconnected into a network. This matrix would be built of a non-conducting material such as glass.

Pauling notes on superconductivity, 1988.

Once the superconducting material was mounted with the help of the matrix material, the entire set-up was stretched to minimize the diameter of the superconductive strands, in the process maximizing the critical temperature. Optimum strand diameters were thought to lie in the range of 50-2000 angstroms – a unit of measure that is one-ten billionth of a meter and is denoted by the symbol Å. For its part, the matrix material needed to be easily drawn into fine strands and not be superconducting. Pauling believed that

by selecting the best superconducting and matrix materials and the optimum strand diameter, it should be possible to obtain a composite superconductor with critical temperature above room temperature, critical magnetic field above 100 tesla, and critical current density above 108 amperes per square centimeter.

In the group’s patent description, a few variations on this technique were listed that were thought to increase its effectiveness.  One variation involved the embedding of two types of superconducting materials into the matrix instead of one. A suitable composite structure of this type could include strands of lanthanum and tin embedded in glass with a softening temperature of about 950˚C.

The description also noted a couple of different ways that the matrix material and superconducting material could be joined together. In one variation, the matrix was constructed as a tube and the superconducting material poured in and afterwards “drawn,” or stretched. Then several of these tubes containing superconducting material were joined together and stretched simultaneously, over and over, the same way Italian millefiori glass beads are made. Another variation utilized the filling of a porous matrix with a liquefied superconductor, whereupon the whole apparatus was heated and stretched.

The group admitted to problems with these methods, but Pauling thought up solutions. One obstacle was that the melting point of glass might be lower than that of the superconducting material, which would make it impractical to draw glass or other material with the superconductor. Pauling’s method of solving this problem was to add a powder made up of the superconducting material to the glass in order to reinforce it.

Despite all the work that Pauling and other scientists were accomplishing, a New York Times article published October 16, 1988, declared that the U.S. was falling behind Japan in the race to commercialize superconductors. The author predicted that “major uses of the new materials are considered to be at least ten years away” but that “scientists envision superconductors that could eventually be used to make computers that operate at blazing speeds, highly efficient electric generators and transmission lines, and high-speed trains that would be suspended above their tracks by superconducting magnets.”

The article continued that the new superconductors could conduct electricity at temperatures as high as -235 degrees Fahrenheit, whereas previously it had been thought that superconductivity could occur only at about -420 degrees Fahrenheit. The new temperature, the article concluded, would be much easier to achieve in laboratories.

Pauling notes on superconductivity, January 1989.

Richard Hicks, Vice President of LPISM at the time, wanted to license Pauling’s invention, “Technique for Increasing the Critical Temperature of Superconducting Materials,” to U.S. companies, but was met with little positive feedback. As such, he instead attempted to license the invention to Japanese companies after hearing that Japan was also interested in the commercialization of superconductors. No Japanese companies showed interest either, but the CIA did come calling to ask why the Institute wanted to license a patent to Japan. Over the course of their interview, the CIA representative showed extensive knowledge and interest in the project. In explaining the Institute’s position, Steve Lawson clarified that no American companies had been interested in the purchase, so LPISM was compelled to look to other countries.

In 1988, the same year that the LPISM research group had begun work on the high-temperature superconductor, Pauling, Hicks and Zuckerkandl set up the Superbio Corporation to administer the business side of the invention. Initially Pauling assumed the role of Chairman of Superbio and Richard Hicks was President. Pauling believed it would be successful and invested in the company, owning 300,000 shares in Superbio, Inc. by the end of August. On August 12, 1988, Superbio entered into discussions with the Du Pont Company, which wanted to evaluate Superbio’s information on superconductivity with a view to “possible business activity.” In turn, Du Pont Co. was sworn to secrecy regarding Superbio’s research.

Rick Hicks and Linus Pauling, 1989.

Rick Hicks and Linus Pauling, 1989.

Not long after, on August 31, 1988, Pauling and IBM drew up a draft agreement in which IBM agreed to purchase the patents and/or patent applications for high temperature superconductivity from Pauling for the sum of $10,000. The document described Pauling’s invention in detail, stating that it “provides a technique for increasing the critical temperature, critical magnetic field, and maximum current density” of superconducting materials. In addition, IBM was to pay Pauling “a royalty of five percent of the manufacturing cost of the patented portion of any apparatus made.” The patent would become fully paid when IBM had compensated Pauling to the tune of $2 million.

In early 1989, Superconductor News affirmed the fears voiced by the New York Times in October 1988 that the U.S. was falling behind Japan in the race to commercialize superconductors. Their January/February issue included a report on presentations given by the United States Superconductor Applications Association (the SCAA), which included Japanese developments in “SC power transmission, SC magnetic energy storage, SC generators, SC electromagnetic ships, SC electronics and computers, and the SC linear motor car (maglev).” Superconductor News also discussed the possibility of impending confirmation of superconductive materials that could operate at room temperature (Ambient Temperature Superconductors, or ASCs). Potential uses for room temperature avionics applications were listed as thermoelectricity, solid state synchron sources for x-ray lithography, and applications for earth and planetary sciences, medicine, biology, and physical sciences with Extra Low Frequency (ELF) magnetometry.

In response, the Exploratory Research and Development Center in Los Alamos, New Mexico, was set up to boost the U.S.’s superconductivity research infrastructure. The Center was interested in collaborating with Pauling after he sent them a letter in July 1989 in which he mentioned his patent application on high-temperature superconductivity, which by that point had been turned over to Superbio. Pauling’s faith in the company was evident – by the end of November 1990, he owned 900,000 shares of common stock with Superbio. Bolstered by the seeming momentum of Superbio, the interest of other companies in Pauling’s superconductivity invention, and a patent in the works, the future for this work looked promising.

Raising the Temperature: Pauling and Superconductivity

Zelek Herman, 1991.

Zelek Herman, 1991.

[Part 1 of 3]

I believe that a discovery that I have made may make room-temperature superconductivity a reality.

-Linus Pauling, June 1990

In the late 1980s, as Linus Pauling neared his ninetieth birthday, he became interested in a new and exciting scientific endeavor: high-temperature superconductivity. While most of the field’s researchers at that time were focusing on the use of ceramics to promote superconductivity, Pauling decided to focus more on techniques for raising the temperature at which materials became superconducting in order to facilitate their usage in industrial and research settings. High-temperature superconductivity, or high-Tc, was a technique discovered in 1986, so in early 1988, when Pauling took up the topic, the field was still wide open to exploration.

So what is high-temperature superconductivity? According to a 1988 business agreement drawn up between Pauling and IBM, the definition of a “superconducting product” is “any product which contains any material which loses substantially all electrical resistance below a transition temperature above 77 degrees Kelvin.” Basically, according to this description, a superconductor is a substance that loses electrical resistance when heated to a point between 77 degrees Kelvin and some higher temperature.

(It is important to note that the high temperatures being discussed in the context of superconductivity are actually quite cold: 77 degrees Kelvin translates to -196 degrees Celsius. Superconductivity has traditionally been observed at temperatures near absolute zero; achieving it at something near room temperature would constitute a major scientific breakthrough.)

Pauling’s first step in exploring specifically high-temperature superconductors was to contact Dr. Zelek Herman, a biochemistry professor at Stanford and close colleague of Pauling’s at the Linus Pauling Institute of Science and Medicine (LPISM). Pauling’s somewhat unusual request was that Herman create a few color slides for him of the cover of American Scientist. The particular issue that he wanted depicted the structure of a high-temperature superconductor.

A month later, Pauling wrote to Herman again, this time about the possibility of obtaining a Naval Research grant to fund an investigation of the “resonating valence bond theory of superconductivity.” In developing the proposal, Pauling emphasized the importance of both fluxon theory and a method of calculating interaction with phonons by using the relation between bond length and bond number.  The latter method had been formulated by Pauling in 1947.

Pauling notes on superconductivity, February 1988.

According to Pauling, an idea for creating a superconductor occurred to him while he was thinking one day about how Damascus steel was made for swords in the Middle Ages. The exact process by which Damascus steel was originally fabricated is unknown, but one way of reproducing it is through billet welding, where layers of steel are folded over and over and then stretched until a desired thickness is reached.

In February 1988, Pauling decided to apply this method to the building of a superconductor, using lead and a malleable plastic. The idea was to see if he and his associates could get the lead thin enough to become superconducting. Pauling named his idea, “A method of fabricating a composite containing filaments of a superconducting material with diameter and cross-sectional shape such as to confer on the material improved properties, such as increase in the characteristic superconducting temperature.”

Pauling believed his superconductor would work because of a process of phonon dampening, which consisted of taking a conductive metal such as tin, drawing it to a very fine diameter, specifically 10-20 angstroms (one angstrom is equivalent to one-ten billionth of a meter) then insulating the metal with non-conductive material, such as glass. Doing so would raise the superconductive temperature, or Tc, of the metal. Pauling worked on the project together with LPISM associates at a facility that the Institute leased at the Stanford Industrial Park in Palo Alto, California.

As the work progressed, Zelek Herman developed a creative way of collecting material for the superconductor.  His method called for inverting a bicycle, taking the tire off of one wheel, setting the wheel on a block of wood, heating a tin fiber above a furnace with torches, turning the wheel using the bicycle’s pedals, and collecting a thin strand of material on the rim of the wheel. Pauling was very engaged in the process and would occasionally drop by to assist in the experimentation, sometimes by wielding the torch used in stretching the borosilicated tin while standing over an 800-degree furnace.

Many pages in Pauling’s research notebook from that time show that he was likewise researching and working on calculations related to superconductors. The calculations first start to appear in February 1988 and, by Spring, he believed he had enough material to patent his idea. He filed a patent application for his “Technique for Increasing the Critical Temperature of Superconducting Materials” on May 31, 1988.